ND
Nicholas Dimitriou
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PARAMUS, NJ 07652
Some features on this profile are disabled
CRD#: 3124886
ND
Professional summary
Nicholas Dimitriou, who also goes by Nick Dimitriou, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Paramus, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Paramus, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nicholas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Dimitriou
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STND LLC, 12 RTE 17 N STE 204, PARAMUS, NJ, 4/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/MO - 40 HR/MO TRADING. 2. REAL ESTATE, OWNER, 54 EASTBROOK DR, RIVER EDGE, NJ, 3/2014 AS OWNER. NIR - 3 HR/MO - 0/TRADING. 3. RKD HOLDINGS, 54 EASTBROOK DR, RIVER EDGE, NJ, 4/2016 AS OWNER OF REAL ESTATE HOLDING COMPANY. NIR - 1 HR/WK - 0/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 2/2007 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 2/TRADING. 5. JNS HOLDINGS LLC, 54 EASTBROOK DR, RIVER EDGE, NJ, 5/2016 AS PARTNER OF REAL ESTATE HOLDING COMPANY. NIR - 1 HR/WK - 0/TRADING. 6. SIGNATURE FINANCIAL GROUP, 12 Route 17 North Suite 204, Paramus NJ 07652, 04/01/2007, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO, 4 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Dimitriou's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: Paramus Plaza Iv 12 Rt 17 North Suite 204, Paramus, NJ 07652RIA
CRD#: 134139
PARAMUS, NJ
Current
February 1, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: Paramus Plaza Iv 12 N. State Rt. 17 Ste 204, Paramus, NJ 07652-2644BD
CRD#: 39543
Paramus, NJ
Past
October 4, 2006 - February 21, 2007
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TEANECK, NJ
Past
October 4, 2006 - February 21, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TEANECK, NJ
Past
May 10, 2006 - October 4, 2006
BNY INVESTMENT CENTER INC.
BD
CRD#: 47683
NEW YORK, NY
Past
October 20, 2004 - April 24, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BERGENFIELD, NJ
Past
October 20, 2004 - April 24, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BERGENFIELD, NJ
Past
April 16, 2003 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
BERGENFIELD, NJ
Past
November 20, 2002 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 7, 2002 - November 18, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PARAMUS, NJ
Past
October 6, 2000 - November 18, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 29, 1999 - October 23, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
December 22, 1998 - July 16, 1999
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/14/2025)
RR
Arizona(11/6/2013)
RR
California(1/2/2008)
RR
Colorado(11/3/2025)
RR
Connecticut(9/20/2022)
RR
Delaware(8/17/2022)
RR
Florida(11/6/2013)
RR
Georgia(1/2/2013)
RR
Idaho(2/27/2023)
RR
Indiana(2/27/2023)
RR
Massachusetts(9/20/2022)
RR
Mississippi(2/27/2023)
RR
Nevada(7/7/2014)
RR
New Jersey(2/1/2007)
IAR
New Jersey(2/1/2007)
RR
New York(5/6/2010)
RR
North Carolina(10/12/2007)
RR
Ohio(2/27/2023)
RR
Oregon(4/21/2023)
RR
Pennsylvania(10/18/2013)
RR
Puerto Rico(2/27/2023)
RR
Rhode Island(2/27/2023)
RR
South Carolina(9/28/2020)
RR
Tennessee(8/19/2022)
RR
Texas(2/27/2023)
IAR
Texas(3/6/2023)
RR
Virginia(9/20/2022)
RR
Washington(9/20/2022)
RR
West Virginia(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
