Susan E. Porter
Professional summary
Susan E Porter, who also goes by Susan E Porter, Susan Ellen Porter, Susan Ellen Porter-pintz, Susan E Porter-pintz, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Dublin, Ohio.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1998. Susan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan E Porter's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2023 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 6277 Riverside Drive #2n, Dublin, OH 43017October 27, 1998 - June 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/6/2023
General Securities Representative ExaminationFINRA
Current Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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