Angela C. Sweeney
Professional Summary
Angela C. Sweeney is a registered financial advisor currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio. Angela is registered as a RR (Registered Representative) and started their career in finance in 2012. Angela has worked at 1 firm and has passed the SIE, Series 99 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
BRAZIE & COMPANY, INC. | WESTMINSTER FINANCIAL SECURITIES, INC. | BRAZIE FINANCIAL SERVICES, INC. | BRAZIE FINANCIAL SECURITIES, INC.
Contact Information
Main Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440Mailing Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440Phone Number
(937) 898-5010Established
Ohio since 07/23/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Angela C. Sweeney's CRS (Customer Relationship Summary).
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SOLTIS INVESTMENT ADVISORS, LLC
