Jeffrey L. Meltzer
Professional summary
Jeffrey Lawrence Meltzer, who also goes by Jeffrey Meltzer, Jeffrey L Meltzer, is a registered financial professional currently at HARTFORD FUNDS DISTRIBUTORS, LLC located in Wayne, Pennsylvania.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 11 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Lawrence Meltzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2026 - Present
HARTFORD FUNDS DISTRIBUTORS, LLC
Office #1: 690 Lee Road, Wayne, PA 19087September 30, 2024 - May 4, 2026
PRINCIPAL SECURITIES, INC.
October 19, 2021 - September 25, 2024
HARTFORD FUNDS DISTRIBUTORS, LLC
March 11, 2021 - September 30, 2021
PAYCHEX SECURITIES CORPORATION
April 13, 2017 - January 25, 2021
GOLDMAN SACHS & CO. LLC
May 22, 2008 - May 10, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 29, 2007 - May 12, 2008
CITIGROUP GLOBAL MARKETS INC.
November 7, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 29, 2005 - July 24, 2006
WAMU INVESTMENTS, INC.
June 18, 2003 - September 23, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 30, 1999 - December 6, 2002
APEX CLEARING CORPORATION
May 5, 1999 - July 20, 1999
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 55
Date: 11/5/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
HARTFORD FUNDS DISTRIBUTORS, LLC
CRD#: 45995 / SEC#: 801-53584, 8-51290
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARTFORD FUNDS MANAGEMENT GROUP, INC | OWNER OF HARTFORD FUNDS DISTRIBUTORS, LLC | |
| DIVALERIO, ANDREW | FINOP, CONTROLLER, VICE PRESIDENT | 7634048 |
| FROST, GREGORY A. | CHAIRMAN OF THE BOARD, SR. MANAGING DIRECTOR | 2864924 |
| FURLONG, AMY NICOLE | CHIEF FINANCIAL OFFICER, BOARD MANAGER, EXECUTIVE VICE PRESIDENT | 4835814 |
| GARGER, WALTER FRANCIS | GENERAL COUNSEL AND MANAGING DIRECTOR | 4753411 |
| JEFFERSON, KERAYA SHERIE | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5046523 |
| JORENS, KATHLEEN E | TREASURER, SENIOR VICE PRESIDENT | 6145607 |
| MACKAY, JONATHAN ROBERT | CHIEF EXECUTIVE OFFICER, PRESIDENT | 3136624 |
| MELCHER, JOSEPH GARY | AML OFFICER, EXECUTIVE VICE PRESIDENT | 3152206 |
| SWANSON, MARTIN ALLEN | CHIEF MARKETING OFFICER, VICE PRESIDENT | 1414020 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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