Chad Paul Hagen
Professional Summary
Chad Paul Hagen, who also goes by Chad P Hagen, Chad Hagen, was a registered financial advisor. Chad was a previously registered financial professional and started their career in finance 1999 - 2016. Chad had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 4, Series 24, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad P Hagen, Chad Hagen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
LAWRENCE CHARLES & COMPANY, INC. | MBT INSTITUTIONAL | MB TRADING | MANHATTAN BEACH TRADING FINANCIAL SERVICES, LLC | MANHATTAN BEACH TRADING FINANCIAL SERVICES, INC.
Contact Information
Established
Delaware since 08/03/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEKING GROUP, INC. | PARENT COMPANY | — |
| BLOSSER, MICHAEL JAMES | CHIEF TRADING OFFICER | 4373393 |
| BROWN, BRENTON MACKENZIE | CHIEF INFORMATION OFFICER, EVP | 3177337 |
| CHIODO, MICHAEL J | FINOP | 2097132 |
| CIERO, JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | 4533934 |
| DEMAREST, STEVEN PATRICK | BANK ACCOUNT CONTROLLER | 1978066 |
| DOMINIC, JOHN MARTIN | VP OF TRADING | 2722302 |
| DUSSEAULT, DAVID STANLEY | CHIEF OPERATING OFFICER | 2819891 |
| FIELD, BRIAN DAVID | CHIEF OPERATING OFFICER | 4089325 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| LIPSETT, JAMES DAVID JR | EVP (BUSINESS TO BUSINESS) | 2486795 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2001About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2000About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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