Chad P. Hagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Paul Hagen, who also goes by Chad P Hagen, Chad Hagen, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1999. Chad had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 4, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - March 30, 2016
MB TRADING
September 12, 2012 - January 10, 2013
ZECCO TRADING, INC.
November 29, 2005 - June 6, 2016
ALLY INVEST SECURITIES LLC
June 28, 2001 - December 21, 2001
LH ROSS & COMPANY, INC.
March 5, 2001 - May 18, 2001
QUICK & REILLY, INC.
March 23, 1999 - March 5, 2001
SURETRADE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MB TRADING
CRD#: 30330 / SEC#: , 8-44849
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEKING GROUP, INC. | PARENT COMPANY | |
| BLOSSER, MICHAEL JAMES | CHIEF TRADING OFFICER | 4373393 |
| BROWN, BRENTON MACKENZIE | CHIEF INFORMATION OFFICER, EVP | 3177337 |
| CHIODO, MICHAEL J | FINOP | 2097132 |
| CIERO, JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | 4533934 |
| DEMAREST, STEVEN PATRICK | BANK ACCOUNT CONTROLLER | 1978066 |
| DOMINIC, JOHN MARTIN | VP OF TRADING | 2722302 |
| DUSSEAULT, DAVID STANLEY | CHIEF OPERATING OFFICER | 2819891 |
| FIELD, BRIAN DAVID | CHIEF OPERATING OFFICER | 4089325 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| LIPSETT, JAMES DAVID JR | EVP (BUSINESS TO BUSINESS) | 2486795 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
