William R. Goldman
Professional summary
William Ryan Goldman, who also goes by Ryan William Goldman, Ryan Goldman, Ryan William Goldman, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 7 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Ryan Goldman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2013 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017May 20, 2010 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
June 22, 2009 - February 11, 2010
GLEACHER & COMPANY SECURITIES, INC.
January 30, 2009 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2003 - June 23, 2009
BANC OF AMERICA SECURITIES LLC
May 9, 2001 - March 31, 2003
THOMAS WEISEL PARTNERS LLC
November 20, 1998 - May 14, 2001
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/6/2020
Securities Trader ExamFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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