Mary P. Lafortune Chase
Professional summary
Mary P Lafortune Chase, who also goes by Mary Patricia Daniels, Mary P Daniels, Mary P Lafortune, Mary Patricia Lafortune, Mary Patricia Lafortune-chase, Mary P Lafortune, Mary P Lafortune Chase, Maryp P Lafortunechase, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Covington, Kentucky.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1999. Mary has worked at 6 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary P Lafortune Chase's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 Howe Drive, Covington, KY 41015February 17, 2021 - January 11, 2022
RBC CAPITAL MARKETS, LLC
December 22, 2009 - August 7, 2013
MML DISTRIBUTORS, LLC
December 22, 2009 - October 1, 2020
MML INVESTORS SERVICES, LLC
April 21, 2006 - January 12, 2009
RAYMOND JAMES & ASSOCIATES, INC.
December 22, 1999 - April 28, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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