Nauman L. Sheikh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nauman Latif Sheikh, who also goes by Nauman L Sheikh, Nauman Latif Sheikh Mr, Nauman Latif Sheikh, was a registered financial professional .
Nauman is a previously registered financial professional and started their career in finance in 1998. Nauman had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - July 1, 2025
WAVE DIGITAL ASSETS LLC
February 5, 2020 - June 22, 2021
WEILD & CO.
January 15, 2013 - March 27, 2018
CREDIT SUISSE SECURITIES (USA) LLC
August 4, 2004 - June 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 1998 - June 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WAVE DIGITAL ASSETS LLC
CRD#: 305726 / SEC#: 801-121282
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/27/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/27/2024
Investment Banking Registered Representative ExaminationCurrent Firm
WAVE DIGITAL ASSETS LLC
CRD#: 305726 / SEC#: 801-121282
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 351,570,475 |
Red Flags
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