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CH

Christopher J. Hannon

ROBERTS & RYAN
Rockville Centre, NY 11570
Some features on this profile are disabled
CRD#: 3117211
CH

Professional summary

Christopher John Hannon is a registered financial professional currently at ROBERTS & RYAN, INC. located in Rockville Centre, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 8 firms and has passed the Series 63, Series 72, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Hannon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2022 - Present

ROBERTS & RYAN, INC.

Office #1: 55 Maple Avenue Suite 501, Rockville Centre, NY 11570
BD
CRD#: 19456
Rockville Centre, NY
Past

March 15, 2021 - April 25, 2022

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

August 19, 2019 - September 11, 2020

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
New York, NY
Past

April 29, 2015 - February 26, 2019

BBVA SECURITIES INC.

BD
CRD#: 27060
NEW YORK, NY
Past

November 1, 2013 - May 1, 2015

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

September 30, 2009 - July 10, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

January 7, 2005 - September 25, 2009

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
NEW YORK, NY
Past

October 12, 1998 - January 7, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/18/2024)
RR
Connecticut
(9/18/2024)
RR
Florida
(9/18/2024)
RR
Illinois
(9/18/2024)
RR
Maryland
(9/18/2024)
RR
Massachusetts
(9/18/2024)
RR
Minnesota
(9/18/2024)
RR
New Jersey
(9/18/2024)
RR
New York
(7/24/2022)
RR
North Carolina
(9/18/2024)
RR
Ohio
(9/18/2024)
RR
Pennsylvania
(9/18/2024)
RR
Tennessee
(2/7/2025)
RR
Texas
(9/18/2024)
RR
Wisconsin
(9/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/13/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

R&
ROBERTS & RYAN, INC.
ROBERTS & RYAN INVESTMENTS INC. | ROBERTS SECURITIES, INC. | ROBERTS & RYAN, INC.

CRD#: 19456 / SEC#: 801-113965, 8-37469

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
39 Broadway Ste 1640, New York, NY 10006
Mailing Address
39 Broadway Ste 610, New York, NY 10006-3003
Phone number
(866) 884-9959
Established
Delaware since 02/01/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
DALESSANDRO, EDWARD JOHNMANAGING DIRECTOR, CEO2335785
R&R PARTNERS HOLDING COMPANY, LLCSHAREHOLDER
R&R PRINCIPALS HOLDING COMPANY, LLCSHAREHOLDER
BEATON, DANIEL STEWARTCHIEF FINANCIAL OFFICER, FINOP4240769
ROBERTS, DANIELCCO2208120
SCALA, BRIAN NMNREGISTERED OPTIONS PRINCIPAL2814478

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERTS & RYAN, INC.

CRD#: 19456Rockville Centre, NY 11570

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