Aeneas Patrick Griffin
Professional Summary
Aeneas Patrick Griffin is a registered financial advisor currently at RUBICON CAPITAL ADVISORS. Aeneas is registered as a RR (Registered Representative) and started their career in finance in 2000. Aeneas has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
CADIA CAPITAL ADVISORS, LLC | RUBICON CAPITAL ADVISORS
Contact Information
Main Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6Mailing Address
10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6Phone Number
(212) 974-2610Established
Delaware since 12/21/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/5/2017)
(12/12/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Aeneas Patrick Griffin's CRS (Customer Relationship Summary).
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