Aeneas P. Griffin
Professional summary
Aeneas Patrick Griffin is a registered financial professional currently at RUBICON CAPITAL ADVISORS .
Aeneas is registered as a RR (Registered Representative) and started their career in finance in 2000. Aeneas has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aeneas Patrick Griffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2017 - Present
RUBICON CAPITAL ADVISORS
Office #1: 10 Pembroke Place Ballsbridge, Dublin 4, D04 V1W6Office #2: 10 Pembroke Place, Ballsbridge, Dublin 4, D04 V1W6November 1, 2010 - July 31, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
July 13, 2006 - February 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2000 - May 3, 2006
CUTWATER ASSET MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2020)
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(12/5/2017)
(6/25/2020)
(12/12/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RUBICON CAPITAL ADVISORS
CRD#: 283566 / SEC#: , 8-69763
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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