Bradley A. Geissbuhler
Professional summary
Bradley Alan Geissbuhler, who also goes by Bradley Alan Geissbuhler, Brady Alan Geissbuhler, Brady Geissbuhler, is a registered financial advisor currently at EMPOWER CAPITAL MANAGEMENT, LLC located in Trabuco Canyon, California and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bradley has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Alan Geissbuhler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2023 - Present
EMPOWER CAPITAL MANAGEMENT, LLC
January 3, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 25, 2016 - December 13, 2022
GLOBAL PORTFOLIO STRATEGIES, INC.
December 17, 2015 - December 13, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 15, 2010 - December 17, 2015
M HOLDINGS SECURITIES, INC.
October 15, 2007 - December 31, 2015
MULLINTBG ADVISORS
September 30, 1998 - January 20, 2000
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
EMPOWER CAPITAL MANAGEMENT, LLC
CRD#: 107272 / SEC#: 801-52309
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER CAPITAL MANAGEMENT, LLC
CRD#: 107272 / SEC#: 801-52309
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 68,344,867,702 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 07/18/2024 | ||
| 10/27/2023 | ||
| 04/14/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
