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Paul Ledenko

AMG DISTRIBUTORS
STAMFORD, CT
·CRD# 3114682·28 years experience

Professional Summary

Paul Ledenko is a registered financial advisor currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut. Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

AMG DISTRIBUTORS, INC.·CRD# 27314
BD
680 Washington Blvd Suite 500, Stamford, CT 06901
July 24, 2015 - Present
VIRTUS INVESTMENT ADVISERS, LLC·CRD# 106982
RIA
Westport, CT
January 2, 2013 - August 25, 2015
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
December 19, 2012 - July 10, 2015
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
RIA
Stamford, CT
June 3, 2008 - September 18, 2008
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
BD
Stamford, CT
September 19, 2001 - December 17, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 1, 1999 - October 8, 2001
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 29, 1998 - November 3, 1999

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Current Firm

AD
AMG DISTRIBUTORS, INC.

333 GLOBAL ADVISERS | THE MANAGERS FUNDS LLC | THE MANAGERS FUNDS L.P. | THE MANAGERS FUNDS | MANAGERSCHOICE | MANAGERS INVESTMENT GROUP LLC | MANAGERS DISTRIBUTORS, INC. | MANAGERS AMG FUNDS | EAIMC PARTNERS L.P. | AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: 8-43057
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone Number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMG FUNDS LLCSOLE SHAREHOLDER153456
GALIS, AARONDIRECTOR7333959
HOPKINS, THOMAS JOHNPRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP1835087
JACOBS ANTONACCIO, RACHEL ELIZABETHHEAD OF CLIENT SOLUTIONS AND PRINCIPAL3189490
KINNE, KEITHA LEEPRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER2039630
SPELLMAN, PATRICK JOSEPHCHIEF COMPLIANCE OFFICER3086822

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/24/2015)
RR
Alaska
(1/12/2021)
RR
Arizona
(1/12/2021)
RR
Arkansas
(7/24/2015)
RR
California
(1/12/2021)
RR
Colorado
(1/12/2021)
RR
Connecticut
(7/24/2015)
RR
Delaware
(7/24/2015)
RR
District of Columbia
(7/24/2015)
RR
Florida
(7/24/2015)
RR
Georgia
(7/24/2015)
RR
Hawaii
(1/12/2021)
RR
Idaho
(1/12/2021)
RR
Illinois
(7/24/2015)
RR
Indiana
(1/12/2021)
RR
Iowa
(7/24/2015)
RR
Kansas
(1/12/2021)
RR
Kentucky
(1/12/2021)
RR
Louisiana
(1/12/2021)
RR
Maine
(7/24/2015)
RR
Maryland
(7/24/2015)
RR
Massachusetts
(7/24/2015)
RR
Michigan
(7/24/2015)
RR
Minnesota
(7/24/2015)
RR
Mississippi
(7/24/2015)
RR
Missouri
(7/24/2015)
RR
Montana
(1/12/2021)
RR
Nebraska
(1/12/2021)
RR
Nevada
(1/12/2021)
RR
New Hampshire
(7/24/2015)
RR
New Jersey
(7/24/2015)
RR
New Mexico
(7/24/2015)
RR
New York
(7/24/2015)
RR
North Carolina
(7/24/2015)
RR
North Dakota
(1/12/2021)
RR
Ohio
(1/12/2021)
RR
Oklahoma
(7/24/2015)
RR
Oregon
(1/12/2021)
RR
Pennsylvania
(7/24/2015)
RR
Puerto Rico
(1/12/2021)
RR
Rhode Island
(7/24/2015)
RR
South Carolina
(7/24/2015)
RR
South Dakota
(1/12/2021)
RR
Tennessee
(7/24/2015)
RR
Texas
(7/24/2015)
RR
Utah
(1/12/2021)
RR
Vermont
(7/24/2015)
RR
Virgin Islands
(1/12/2021)
RR
Virginia
(7/24/2015)
RR
Washington
(1/12/2021)
RR
West Virginia
(7/24/2015)
RR
Wisconsin
(7/24/2015)
RR
Wyoming
(1/12/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Nov 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Paul Ledenko's CRS (Customer Relationship Summary).

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