Tonya H. Sax

NATIONWIDE INVESTMENT ADVISORS

COLUMBUS, OH 43215

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CRD#: 3114643

Professional summary

Tonya Hammet Sax, who also goes by Tonya Noel Hammet, Tonya Noel Sax, Tonya Sax, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Tonya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Tonya has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Tonya Noel Hammet | Tonya Noel Sax | Tonya Sax

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PNC Capital Advisors; Investment related, Registered Investment Advisor, Offer Investment management products and services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tonya Hammet Sax's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2026 - Present

NATIONWIDE INVESTMENT ADVISORS, LLC

Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215

RIA

CRD#: 142373

COLUMBUS, OH

Current

August 11, 2026 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

COLUMBUS, OH

Past

November 21, 2025 - July 30, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WESLEY CHAPEL, FL

Past

November 20, 2025 - July 30, 2026

OSAIC WEALTH, INC.

CRD#: 23131

WESLEY CHAPEL, FL

Past

January 18, 2025 - February 4, 2025

FISHER INVESTMENTS

RIA

CRD#: 107342

Tampa, FL

Past

March 5, 2020 - December 6, 2023

PNC CAPITAL MARKETS LLC

CRD#: 15647

Tampa, FL

Past

January 12, 2016 - December 6, 2023

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

Wesley Chpael, FL

Past

July 17, 2015 - December 31, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

Tampa, FL

Past

March 24, 2014 - June 26, 2015

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

August 23, 2012 - January 31, 2014

INVESTACORP, INC.

CRD#: 7684

WESLEY CHAPEL, FL

Past

May 16, 2012 - September 5, 2012

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

TAMPA, FL

Past

December 8, 2003 - June 4, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

October 3, 2000 - December 9, 2003

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

June 22, 2000 - September 29, 2000

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

November 11, 1998 - June 7, 2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/11/2026)

IAR

Ohio
(8/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

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Contact information

Main Address

One Nationwide Plaza 03-07-202, Columbus, OH 43215

Mailing Address

Phone number

(614) 435-8371

Established

Firm type

Fiscal year end

# of Employees

417

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NIA FORM ADV PART 2A BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	270,365
AUM (Assets Under Management)	$ 15,686,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
01/26/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tonya H. Sax

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tonya Hammet Sax's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT SERVICES CORPORATION

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FISHER INVESTMENTS

PNC CAPITAL MARKETS LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

VAN ECK SECURITIES CORPORATION

INVESTACORP, INC.

KESTRA INVESTMENT SERVICES, LLC

INVESCO CAPITAL MARKETS, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

RAYMOND JAMES & ASSOCIATES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

NATIONWIDE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2015

Series 63

Date: 12/8/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/10/1998

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NATIONWIDE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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