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DS

Daniel J. Strock

THINK ALPHA SECURITIES
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 3114194
DS

Professional summary

Daniel John Strock, who also goes by Daniel Strock, is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Strock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel John Strock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2026 - Present

THINK ALPHA SECURITIES, LLC

Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540
BD
CRD#: 300679
Princeton, NJ
Past

September 22, 2020 - August 9, 2021

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

June 23, 2020 - October 20, 2020

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

January 22, 2015 - December 17, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
WYOMISSING, PA
Past

September 3, 2014 - December 17, 2014

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

July 11, 2013 - May 1, 2014

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

April 11, 2011 - December 1, 2011

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

April 7, 2011 - December 1, 2011

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

May 6, 2008 - January 31, 2011

TAFFERER TRADING, LLC

BD
CRD#: 36816
BERWYN, PA
Past

August 1, 2007 - May 20, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
HOBOKEN, NJ
Past

May 31, 2005 - July 31, 2007

TAFFERER TRADING, LLC

BD
CRD#: 36816
JERSEY CITY, NJ
Past

March 3, 2003 - March 26, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

February 11, 2003 - March 3, 2003

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY
Past

September 28, 1998 - September 23, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/28/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/30/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 6/23/2020
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 6/17/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/6/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/31/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/6/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TA
THINK ALPHA SECURITIES, LLC
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC

CRD#: 300679 / SEC#: , 8-70292

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540
Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540
Phone number
(856) 389-3331
Established
Delaware since 02/06/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THINK ALPHA HOLDINGS,LLCOWNER
WEDBUSH FINANCIAL SERVICES INC.MEMBER
BIRCH, LAWRENCE TERRYCHIEF EXECUTIVE OFFICER1692733
CHOE, EUGENE ANTHONYCHIEF COMPLIANCE OFFICER2155125
FELDMAN, RICHARD MARKFINOP2273453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THINK ALPHA SECURITIES, LLC

CRD#: 300679Princeton, NJ 08540

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