Brian D. Fitzgerald

GRANT WILLIAMS L.P.

Philadelphia, PA 19103

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CRD#: 3114136

Professional summary

Brian Daniel Fitzgerald is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Daniel Fitzgerald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2016 - Present

GRANT WILLIAMS L.P.

Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103

CRD#: 45961

Philadelphia, PA

Past

January 5, 2010 - February 28, 2014

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

November 14, 2008 - February 28, 2014

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

November 5, 2008 - December 31, 2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

January 4, 2006 - October 30, 2008

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

January 4, 2006 - October 30, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

December 20, 2005 - October 30, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

November 1, 2004 - December 8, 2005

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

June 13, 2000 - May 5, 2005

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(2/11/2016)

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/6/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/15/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GRANT WILLIAMS L.P.

GRANT WILLIAMS L.P. | GWLP

CRD#: 45961 / SEC#: , 8-51249

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1650 Market Street 53rd Floor, Philadelphia, PA 19103

Mailing Address

1650 Market Street 53rd Floor, Philadelphia, PA 19103

Phone number

(215) 432-7579

Established

Pennsylvania since 06/26/1998

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
PORTFOLIO SOLUTIONS LLC	SHAREHOLDER
GRANT, STEVEN TAYLOR	PRESIDENT, CEO, CCO, CFO	826826
GRW, INC.	GENERAL PARTNER

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian D. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Daniel Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

CURIAN CLEARING, LLC

CURIAN CAPITAL, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/6/2002

Series 6

Date: 10/15/1999

FINRA

Current Firm

GRANT WILLIAMS L.P.

Contact information

FINRA licenses (20 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GRANT WILLIAMS L.P.

TRUST BUT VERIFY

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