Yuk-kin M. Kuan

EAGLE STRATEGIES LLC

MISSOURI CITY, TX

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CRD#: 3110889

Professional summary

Yuk-kin Monita Kuan, who also goes by Monita Kuan, Yuk Kin Monita Kuan, Yukkin Monita Kuan, Monita Kuan Lau, Monita Lau, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Missouri City, Texas and NYLIFE SECURITIES LLC located in Missouri City, Texas.

Yuk-kin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Yuk-kin has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Monita Kuan | Yuk Kin Monita Kuan | Yukkin Monita Kuan | Monita Kuan Lau | Monita Lau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance products; 3200 Southwest Freeway, Suite 1900, Houston, Texas 77027; Commissions; 5 hours per month] [Rental Property; 2400 McCue Road #442, Houston, Texas 77056; condo currently occupied by a tenant; rental income; 1 hour per month; owner]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuk-kin Monita Kuan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MISSOURI CITY, TX

Current

December 21, 2018 - Present

NYLIFE SECURITIES LLC

CRD#: 5167

MISSOURI CITY, TX

Past

August 12, 2016 - January 3, 2017

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOUSTON, TX

Past

May 24, 2016 - January 3, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

October 26, 2015 - January 13, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

HOUSTON, TX

Past

October 26, 2015 - January 13, 2016

OSAIC SERVICES, INC.

CRD#: 133763

HOUSTON, TX

Past

January 2, 2015 - October 21, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

January 2, 2015 - October 21, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Past

October 15, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

HOUSTON, TX

Past

September 10, 2010 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

HOUSTON, TX

Past

June 3, 2008 - September 14, 2010

ADDISON AVENUE FINANCIAL PARTNERS, LLC

RIA

CRD#: 127283

HOUSTON, TX

Past

April 2, 2008 - August 27, 2010

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

HOUSTON, TX

Past

April 2, 2008 - August 27, 2010

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

HOUSTON, TX

Past

May 29, 2007 - December 21, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SUGAR LAND, TX

Past

May 29, 2007 - December 21, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SUGAR LAND, TX

Past

May 9, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

SUGAR LAND, TX

Past

June 28, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

SUGAR LAND, TX

Past

January 1, 2002 - May 19, 2004

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HOUSTON, TX

Past

February 28, 2001 - May 19, 2004

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

September 23, 1998 - February 6, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 23, 1998 - February 6, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/23/2019)

Texas
(12/21/2018)

IAR

Texas
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Yuk-kin M. Kuan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yuk-kin Monita Kuan's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

ADDISON AVENUE FINANCIAL PARTNERS, LLC

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2001

Series 63

Date: 9/28/1998

SIE

Date: 1/3/2017

Series 7

Date: 11/29/2000

Series 6

Date: 9/8/1998

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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