Margaret A. Hendershot
Professional summary
Margaret Ann Hendershot, who also goes by Margaret Huml, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Raleigh, North Carolina.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1998. Margaret has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Ann Hendershot's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 3100 Smoketree Court Suite 1004, Raleigh, NC 27604February 24, 2011 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 15, 2007 - February 26, 2010
VALIC FINANCIAL ADVISORS, INC.
June 15, 2007 - February 26, 2010
VALIC FINANCIAL ADVISORS, INC.
December 2, 2005 - June 21, 2007
MSI FINANCIAL SERVICES, INC.
December 2, 2005 - June 21, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 2, 2005 - June 21, 2007
MSI FINANCIAL SERVICES, INC.
June 15, 2005 - December 31, 2005
CITISTREET FINANCIAL SERVICES LLC
June 15, 2005 - December 31, 2005
CITISTREET EQUITIES LLC
October 20, 2003 - March 28, 2005
CAPFINANCIAL SECURITIES, LLC.
October 20, 2003 - March 28, 2005
CAPFINANCIAL SECURITIES, LLC.
August 28, 2002 - October 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 28, 2002 - October 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 31, 2001 - August 6, 2002
UBS FINANCIAL SERVICES INC.
October 15, 1998 - August 6, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109Raleigh, NC 27604TRUST BUT VERIFY
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