Kenneth S. Martin
Professional summary
Kenneth Scott Martin, who also goes by Ken S Martin, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Eastchester, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Scott Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2004 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 240 Main St, Eastchester, NY 10709-2918March 4, 2002 - May 12, 2004
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 13, 2002 - March 18, 2002
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 30, 2000 - December 4, 2001
SAGE DISTRIBUTORS, INC.
September 28, 1999 - June 27, 2000
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 6, 1999 - June 14, 1999
IDS LIFE INSURANCE COMPANY
April 6, 1999 - June 14, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
December 4, 1998 - December 15, 1998
IFMG SECURITIES, INC.
September 21, 1998 - November 5, 1998
PATTERSON TRAVIS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2004)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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