AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CC

Craig Wyatt Collar

RED MOUNTAIN SECURITIES
Los Angeles, CA
·CRD# 3107805·28 years experience

Professional Summary

Serving clients from Los Angeles, Craig Wyatt Collar brings more than two decades of securities and investment-banking experience to his role at Red Mountain Securities, where he has been registered since June 2022. He is licensed to sell a broad range of investment products, to support capital-raising and transaction work, and holds a supervisory license. He began his industry career in 1998 and has worked at major firms including Goldman Sachs, Morgan Stanley, and J.P....

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
View profile
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

RED MOUNTAIN SECURITIES LLC·CRD# 317716
BD
10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067
June 22, 2022 - Present
THREADSTONE CAPITAL, LLC·CRD# 158691
BD
New York, NY
July 18, 2019 - May 8, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Los Angeles, CA
June 27, 2013 - July 21, 2017
RAINE SECURITIES LLC·CRD# 137873
BD
Beverly Hills, CA
March 25, 2010 - January 8, 2013
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Los Angeles, CA
October 10, 2006 - November 27, 2009
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 10, 1998 - September 6, 2006

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Current Firm

RM
RED MOUNTAIN SECURITIES LLC

RED MOUNTAIN SECURITIES LLC

CRD#: 317716 / SEC#: 8-70831
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067

Mailing Address

10250 Constellation Blvd 23rd Floor, Los Angeles, CA 90067

Phone Number

(253) 632-3718

Established

Delaware since 11/05/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
RED MOUNTAIN CAPITAL ADVISORS LLCSOLE MEMBER—
COLLAR, CRAIG WYATTCO-CHIEF EXECUTIVE OFFICER3107805
COLLAR, CRAIG WYATTCHIEF COMPLIANCE OFFICER, AMLCO3107805
TAO, BING QINFINOP/PFO/POO6253793
TEETS, JOHN CHRISTOPHERCO-CHIEF EXECUTIVE OFFICER2523235

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

No outside business activities are reported for Craig Wyatt Collar. In plain terms, he has not listed secondary roles such as selling insurance, providing tax or legal services, or running an unrelated business. Because none of those activities are noted, there is no indication that outside roles affect his recommendations to clients. When outside businesses do exist, they can create a choice between promoting those services and other options; in such cases the advisor should prioritize the client’s interests. Here, no potential conflicts from other business activities are reported.

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/21/2022)
RR
Colorado
(6/30/2022)
RR
New York
(7/12/2022)
RR
Oregon
(12/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Craig Wyatt Collar's CRS (Customer Relationship Summary).

Similar Advisors

Tara Tussing Unverzagt
Tara Tussing Unverzagt

SOUTH BAY FINANCIAL PARTNERS

TORRANCE, CA · CRD#
Jon Derek Neuhaus
Jon Derek Neuhaus

MORGAN STANLEY

El Segundo, CA · CRD#
Beverly Hills, CA · CRD#
Maria Zimiga
Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA · CRD#
CC
Follow Craig
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required