Steven Ronald Eckroth Jr
Professional Summary
Steven Ronald Eckroth Jr, who also goes by Steve R Eckroth Jr, Steve R Eckroth, Steven R Eckroth Jr, Steven R Eckroth, Steven R. Eckroth Jr., Steven Ronald Eckroth Jr, Steve Eckroth, Steven Ronald Eckroth, Steven Eckroth, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Chesterbrook, Pennsylvania. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Steven has worked at 6 firms and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve R Eckroth Jr, Steve R Eckroth, Steven R Eckroth Jr, Steven R Eckroth, Steven R. Eckroth Jr., Steven Ronald Eckroth Jr, Steve Eckroth, Steven Ronald Eckroth, Steven Eckroth
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
GRADIENT ADVISORS, LLC
Contact Information
Main Address
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126Phone Number
(877) 885-0508# of Employees
173SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,152AUM (Assets Under Management)
$289,253,282Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
State Registrations and Notice Filings
(4/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2002About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2007About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Ronald Eckroth Jr's CRS (Customer Relationship Summary).
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