TM
Timothy D. Mack
HIGH PLAINS INVESTMENT ADVISORS
Lubbock, TX 79424
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CRD#: 3106624
TM
Professional summary
Timothy Drew Mack is a registered financial advisor currently at HIGH PLAINS INVESTMENT ADVISORS, INC. located in Lubbock, Texas.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Timothy has worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOLINGER, SEGARS, GILBERT & MOSS, LLP
NOT INVESTMENT RELATED
8215 NASHVILLE AVE., LUBBOCK, TX 79423
ACCOUNTANT UNDER EXCLUSIVE CONTRACT
BEGAN OCTOBER 2004
APPROXIMATELY 40 HOURS PER MONTH DEVOTED TO THIS BUSINESS.
APPROXIMATELY 4 HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS.
DUTIES INVOLVE TRADITIONAL ACCOUNTING AND TAX DUTIES CONSISTENT WITH A LOCAL CPA FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Drew Mack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2003 - Present
HIGH PLAINS INVESTMENT ADVISORS, INC.
Office #1: 7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424RIA
CRD#: 114404
Lubbock, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HIGH PLAINS INVESTMENT ADVISORS, INC.
HIGH PLAINS ADVISORS | LUBBOCK FINANCIAL SERVICES, INC. | LUBBOCK FINANCIAL SERVICES | HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD#: 114404 / SEC#: 801-126221
RIA
Registered Investment Advisory firm - (9/22/2022 Approved)Texas
Registered Investment Advisory firm - (10/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/30/2003)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HP
HIGH PLAINS INVESTMENT ADVISORS, INC.
HIGH PLAINS ADVISORS | LUBBOCK FINANCIAL SERVICES, INC. | LUBBOCK FINANCIAL SERVICES | HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD#: 114404 / SEC#: 801-126221
RIA
Registered Investment Advisory firm - (9/22/2022 Approved)Texas
Registered Investment Advisory firm - (10/20/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7021 Kewanee Ave. Suite 5-102, Lubbock, TX 79424
Mailing Address
Po Box 16918, Lubbock, TX 79490
Phone number
(806) 793-7934
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 415 |
| AUM (Assets Under Management) | $ 159,229,318 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
