Gisela Cros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gisela Cros, who also goes by Gisela C Armani, Gisela Cros Armani, Gisela C Garcia-diaz, was a registered financial professional .
Gisela is a previously registered financial professional and started their career in finance in 1999. Gisela had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - July 16, 2019
OCEAN FINANCIAL SERVICES, LLC
December 11, 2009 - April 23, 2012
ACTIVA CAPITAL MARKETS, INC.
January 1, 2005 - January 3, 2008
HSBC SECURITIES (USA) INC.
June 19, 2000 - January 1, 2005
HSBC BROKERAGE (USA) INC.
March 15, 1999 - June 19, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN FINANCIAL SERVICES, LLC
CRD#: 164289 / SEC#: , 8-69092
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
