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Gisela Cros

CRD# 3105339·Registered 1999 - 2019
Previously Registered: Being a previously registered professional could mean that Gisela is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gisela Cros, who also goes by Gisela C Armani, Gisela Cros Armani, Gisela C Garcia-diaz, was a registered financial advisor. Gisela was a previously registered financial professional and started their career in finance 1999 - 2019. Gisela had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gisela C Armani, Gisela Cros Armani, Gisela C Garcia-Diaz

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

OCEAN FINANCIAL SERVICES, LLC·CRD# 164289
BD
Miami, FL
June 12, 2013 - July 16, 2019
ACTIVA CAPITAL MARKETS, INC.·CRD# 42619
BD
Miami, FL
December 11, 2009 - April 23, 2012
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Coral Gables, FL
January 1, 2005 - January 3, 2008
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
June 19, 2000 - January 1, 2005
REPUBLIC FINANCIAL SERVICES CORPORATION·CRD# 38293
BD
New York, NY
March 15, 1999 - June 19, 2000

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Current Firm

OF
OCEAN FINANCIAL SERVICES, LLC

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: 8-69092
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Mailing Address

780 Nw 42nd Avenue, Suite 500, Miami, FL 33126

Phone Number

(305) 461-6940

Established

Florida since 01/19/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OFS HOLDING, LLCMEMBER—
CAMPBELL, ROBERT NMNCHIEF FINANCIAL OFFICER1349154
DEL CANAL, MANUEL MMANAGER; CHIEF EXECUTIVE OFFICER4624208
LEYVA, GUSTAVO MARTINAML CHIEF COMPLIANCE OFFICER4426994
LEYVA, GUSTAVO MARTINCHIEF COMPLIANCE OFFICER4426994

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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