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Christopher Bae

EDG CAPITAL LLC
PARK CITY, UT 84060
Some features on this profile are disabled
CRD#: 3102545
CB

Professional summary


Christopher Bae, who also goes by Christopher T Bae, Christopher Thomas Bae, is a registered financial professional currently at EDG CAPITAL LLC located in Park City, Utah.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher T Bae | Christopher Thomas Bae

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Bae's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 26, 2024 - Present

EDG CAPITAL LLC

Office #1: 1743 S Sidewinder Drive Suite 110, Park City, UT 84060Office #2: 1743 S Sidewinder Drive Suite 110, Park City, UT 84060
BD
CRD#: 326173
PARK CITY, UT
Past

October 5, 2016 - October 4, 2021

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
NEW YORK, NY
Past

February 18, 2010 - September 15, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 21, 1998 - November 5, 2009

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(6/21/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
EDG CAPITAL LLC
EDG CAPITAL LLC

CRD#: 326173 / SEC#: , 8-71103

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1743 S Sidewinder Drive Suite 110, Park City, UT 84060
Mailing Address
1743 S Sidewinder Drive Suite 110, Park City, UT 84060
Phone number
(435) 602-6234
Established
Delaware since 10/31/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ENHANCED DIGITAL GROUP, INC.OWNER
BAE, CHRISTOPHERCEO3102545
FELDMAN, RICHARD MARKFINOP2273453
KORNBERG, ALONACCO & AMLCO6990646

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EDG CAPITAL LLC

CRD#: 326173Park City, UT 84060

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