Steven D. Kosson
Professional summary
Steven David Kosson, who also goes by Steven Kosson, is a registered financial professional currently at PUMA CAPITAL, LLC located in Rye, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven David Kosson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2008 - Present
PUMA CAPITAL, LLC
Office #1: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10520August 3, 2000 - July 14, 2008
HILL THOMPSON MAGID & CO., INC.
October 8, 1999 - July 19, 2000
PARAGON CAPITAL MARKETS, INC.
August 28, 1998 - September 29, 1999
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/18/2000
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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