Lewis W. Blalock
Professional summary
Lewis Wade Blalock, AIF®, who also goes by L Wade Blalock, Wade Blalock, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winter Park, Florida and TRUIST INVESTMENT SERVICES, INC. located in Winter Park, Florida.
Lewis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Lewis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lewis Wade Blalock's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 400 Park Ave S, Winter Park, FL 32789June 13, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 400 S Park Ave Ste 200, Winter Park, FL 32789June 23, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 8, 2010 - June 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 1, 2010 - June 17, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - April 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 14, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 11, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 23, 2003 - November 15, 2005
AMERIPRISE ADVISOR SERVICES, INC.
August 24, 1998 - November 15, 2005
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2024)
(7/15/2025)
(5/21/2021)
(5/10/2024)
(6/18/2014)
(9/6/2017)
(10/2/2015)
(6/23/2014)
(9/1/2016)
(6/17/2014)
(6/20/2014)
(4/14/2020)
(12/13/2022)
(7/2/2025)
(6/25/2014)
(4/15/2015)
(11/7/2024)
(5/12/2022)
(7/7/2021)
(6/24/2014)
(3/31/2015)
(6/24/2014)
(9/8/2017)
(11/7/2024)
(6/23/2014)
(7/2/2014)
(6/25/2014)
(6/30/2014)
(3/13/2017)
(3/12/2018)
(10/25/2019)
(11/8/2024)
(11/5/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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