James L. Henry

MYCIO WEALTH PARTNERS

Philadelphia, PA 19104-5172

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CRD#: 3100036

Professional summary

James Lee Henry III is a registered financial advisor currently at MYCIO WEALTH PARTNERS, LLC located in Philadelphia, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Henry III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2006 - Present

MYCIO WEALTH PARTNERS, LLC

Office #1: 2929 Walnut Street, Suite 1200, Philadelphia, PA 19104-5172

RIA

CRD#: 134436

Philadelphia, PA

Past

October 23, 2003 - June 29, 2005

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

PHILADELPHIA, PA

Past

February 8, 1999 - April 20, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MYCIO WEALTH PARTNERS, LLC

LEES BILES CONSULTING | MYCIO WEALTH PARTNERS, LLC | MY CIO

CRD#: 134436 / SEC#: 801-64053

RIA

Registered Investment Advisory firm - (4/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/13/2006)

IAR

Texas
(12/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/4/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MYCIO WEALTH PARTNERS, LLC

LEES BILES CONSULTING | MYCIO WEALTH PARTNERS, LLC | MY CIO

CRD#: 134436 / SEC#: 801-64053

RIA

Registered Investment Advisory firm - (4/7/2005 Approved)

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Contact information

Main Address

2929 Walnut Street, Suite 1200, Philadelphia, PA 19104-5172

Mailing Address

Phone number

(267) 295-2280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,011
AUM (Assets Under Management)	$ 14,415,669,677

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/18/2025	Cover Page	Report
12/20/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James L. Henry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Henry III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MYCIO WEALTH PARTNERS, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

PFS INVESTMENTS INC.

Primary Firm SEC Registration

MYCIO WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2003

Series 63

Date: 4/30/1999

Series 6

Date: 2/4/1999

Current Firm

MYCIO WEALTH PARTNERS, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MYCIO WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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