JC
John P. Clark
CETERA INVESTMENT ADVISERS LLC
GIBBSBORO, NJ 08026
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CRD#: 3099803
JC
Professional summary
John Philip Clark, CFP®, who also goes by John Phi Clark, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gibbsboro, New Jersey and CETERA WEALTH SERVICES, LLC located in Gibbsboro, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Phi Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) CLARK ASSOCIATES FINANCIAL PLANNING, INC; Investment Related; 146 Lakeview Drive South, Suite 301; Gibbsboro, NJ 08026; Other; Advisor/Educator; Start Date 09/2011; 160 hours per month; Financial Planning; Assist my business partner with client management and planning. I conduct educational workshops, for a fee, dealing with financial, cyber-security, and life coaching matters. Non-specific investment advice such as asset allocation and other matters of general financial planning may be discussed. There is potential for the attendees of these workshops to call about our Financial Planning Practice and Investment Management services and they may become clients. >> NON-FINANCIAL COACHING; Non-Investment Related; 146 Lakeview Drive South, Suite 301; Gibbsboro, NJ 08026; Other; Coach; Start Date 09/2014; 5 hours per month; I help those that are looking for a new job or just want to better themselves with interview skills, writing and non-financial knowledge improvement. >> ADVISOR TO ADVISOR COACHING; Non-Investment Related; 146 Lakeview Drive South, Suite 301; Gibbsboro, NJ 08026; Other; Coach; Start Date 09/2014; 5 hours per month; Teaching and coaching other advisors. >> GUARDIANSHIP; Non-Investment Related; Start Date 01/2019; 5 hours per month; I act as guardian for my mentally disabled adult brother. >> SUCCESSOR POA; Non-Investment Related; Residence; Start Date N/A; 0 hours per month; I am named Successor POA for family members.
CRS (Client Relationship Summary) - RIA
Click below to view John Philip Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 146 Lakeview Drive South Suite 301, Gibbsboro, NJ 08026RIA
CRD#: 105644
GIBBSBORO, NJ
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 146 Lakeview Drive South Suite 301, Gibbsboro, NJ 08026BD
CRD#: 13572
Gibbsboro, NJ
Past
June 21, 2012 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Gibbsboro, NJ
Past
January 25, 2000 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Gibbsboro, NJ
Past
September 9, 1998 - February 3, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 9, 1998 - February 3, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Delaware(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Hawaii(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maine(2/20/2025)
RR
Maryland(2/20/2025)
RR
Massachusetts(2/20/2025)
RR
Michigan(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Missouri(2/20/2025)
RR
Montana(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Hampshire(2/20/2025)
RR
New Jersey(2/20/2025)
IAR
New Jersey(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Vermont(2/20/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
West Virginia(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
