BY
Ben J. Yaffee
HEDGEMARK SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 3099092
BY
Professional summary
Ben J Yaffee is a registered financial professional currently at HEDGEMARK SECURITIES LLC located in New York, New York.
Ben is registered as a RR (Registered Representative) and started their career in finance in 2002. Ben has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ben J Yaffee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2013 - Present
HEDGEMARK SECURITIES LLC
Office #1: 300 Park Avenue 22nd Floor, New York, NY 10022BD
CRD#: 164503
New York, NY
Past
May 25, 2004 - June 28, 2012
NIGHTHAWK PARTNERS INC.
BD
CRD#: 44134
ENGLEWOOD CLIFFS, NJ
Past
March 18, 2002 - April 28, 2004
HEDGE HARBOR INC.
BD
CRD#: 44324
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2016)
RR
Arizona(5/20/2016)
RR
Arkansas(5/23/2016)
RR
California(3/30/2016)
RR
Colorado(5/18/2016)
RR
Connecticut(8/9/2016)
RR
Delaware(6/24/2016)
RR
District of Columbia(5/18/2016)
RR
Florida(5/6/2016)
RR
Georgia(5/6/2016)
RR
Idaho(4/29/2016)
RR
Illinois(5/17/2016)
RR
Indiana(7/8/2016)
RR
Iowa(5/9/2016)
RR
Kansas(8/4/2016)
RR
Kentucky(5/2/2016)
RR
Louisiana(5/2/2016)
RR
Maine(6/10/2016)
RR
Maryland(6/9/2016)
RR
Massachusetts(4/28/2016)
RR
Michigan(5/4/2016)
RR
Minnesota(4/1/2016)
RR
Mississippi(6/7/2016)
RR
Missouri(5/19/2016)
RR
Montana(5/9/2016)
RR
Nebraska(5/12/2016)
RR
Nevada(5/9/2016)
RR
New Hampshire(8/31/2016)
RR
New Jersey(5/31/2016)
RR
New Mexico(7/15/2016)
RR
New York(1/2/2015)
RR
North Carolina(6/7/2016)
RR
North Dakota(7/8/2016)
RR
Ohio(4/25/2016)
RR
Oklahoma(5/11/2016)
RR
Oregon(7/1/2016)
RR
Pennsylvania(4/28/2016)
RR
Rhode Island(4/28/2016)
RR
South Carolina(5/17/2016)
RR
South Dakota(5/6/2016)
RR
Tennessee(6/21/2016)
RR
Texas(4/29/2016)
RR
Utah(5/4/2016)
RR
Vermont(7/12/2016)
RR
Virginia(6/6/2016)
RR
Washington(7/20/2016)
RR
West Virginia(5/24/2016)
RR
Wisconsin(6/20/2016)
RR
Wyoming(5/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HEDGEMARK SECURITIES LLC
HEDGEMARK SECURITIES LLC
CRD#: 164503 / SEC#: , 8-69106
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Park Avenue 22nd Floor, New York, NY 10022
Mailing Address
300 Park Avenue 22nd Floor, New York, NY 10022
Phone number
(212) 888-1300
Established
Delaware since 05/24/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
