Grant S. Frederick
Professional summary
Grant Stephen Frederick, who also goes by Grant Frederick, Grant S Frederick, is a registered financial advisor currently at PROPER FINANCIAL, LLC located in Wayne, Pennsylvania.
Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Grant has worked at 14 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Grant Stephen Frederick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2024 - Present
PROPER FINANCIAL, LLC
Office #1: 744 W Lancaster Avenue Suite 220, Wayne, PA 19087February 8, 2023 - April 17, 2024
THRIVE CAPITAL MANAGEMENT, LLC
March 3, 2021 - February 2, 2023
MML INVESTORS SERVICES, LLC
March 3, 2021 - February 2, 2023
MML INVESTORS SERVICES, LLC
November 17, 2017 - March 9, 2021
PRUCO SECURITIES, LLC.
October 6, 2017 - March 9, 2021
PRUCO SECURITIES, LLC.
June 28, 2016 - September 29, 2017
CWA ASSET MANAGEMENT GROUP
September 12, 2013 - February 2, 2015
WATER OAK ADVISORS, LLC
February 19, 2013 - September 3, 2013
MERCER GLOBAL ADVISORS INC.
September 13, 2012 - December 17, 2012
CAMARDA WEALTH ADVISORY GROUP
July 27, 2011 - November 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
March 22, 2007 - February 22, 2011
FISHER INVESTMENTS
July 26, 2006 - November 20, 2006
CBIZ FINANCIAL SOLUTIONS, INC.
November 4, 2002 - June 30, 2006
CINCINNATI ANALYSTS, INC.
August 6, 2002 - November 1, 2002
WALNUT STREET SECURITIES, INC.
August 27, 1999 - June 4, 2002
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PROPER FINANCIAL, LLC
CRD#: 329499 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 160 |
| AUM (Assets Under Management) | $ 39,050,000 |
Red Flags
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