Olga Roudovski
Professional Summary
Olga Roudovski is a registered financial advisor currently at TOCQUEVILLE SECURITIES L.P. located in Vero Beach, Florida. Olga is registered as a RR (Registered Representative) and started their career in finance in 2019. Olga has worked at 1 firm and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Current Firm
LEPERCQ, DE NEUFLIZE/TOCQUEVILLE SECURITIES, L.P. | TOCQUEVILLE SECURITIES L.P.
Contact Information
Main Address
40 West 57th Street 19th Floor, New York, NY, 10019Mailing Address
40 West 57th Street 19th Floor, New York, NY, 10019Phone Number
(212) 698-0800Established
Delaware since 01/04/1990Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. | LIMITED PARTNER | — |
| CHUN, YUEN NA | FINOP | 2219603 |
| GRAHAM, KELSEY DUBOIS III | CHIEF COMPLIANCE OFFICER | 5976494 |
| KLEINSCHMIDT, ROBERT WILLIAM | CEO & GSP | 855215 |
| SCHLESINGER, SCOTT IRA | PRESIDENT, CHIEF OPERATING OFFICER & GSP | 1252675 |
| TOCQUEVILLE MANAGEMENT CORPORATION | GENERAL PARTNER | — |
Disclosures
Regulatory Event
4Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
(1/25/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Olga Roudovski's CRS (Customer Relationship Summary).
Similar Advisors
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
THORNTON FINANCIAL PLANNING FIRM LLC
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC