OR
Olga Roudovski
TOCQUEVILLE SECURITIES L.P.
Vero Beach, FL 32963
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CRD#: 3095785
OR
Professional summary
Olga Roudovski is a registered financial professional currently at TOCQUEVILLE SECURITIES L.P. located in Vero Beach, Florida.
Olga is registered as a RR (Registered Representative) and started their career in finance in 2019. Olga has worked at 1 firm and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Olga Roudovski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2019 - Present
TOCQUEVILLE SECURITIES L.P.
Office #1: 2911 Cardinal Drive, Vero Beach, FL 32963BD
CRD#: 26001
Vero Beach, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/25/2019)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TOCQUEVILLE SECURITIES L.P.
LEPERCQ, DE NEUFLIZE/TOCQUEVILLE SECURITIES, L.P. | TOCQUEVILLE SECURITIES L.P.
CRD#: 26001 / SEC#: , 8-42223
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
40 West 57th Street 19th Floor, New York, NY, 10019
Mailing Address
40 West 57th Street 19th Floor, New York, NY, 10019
Phone number
(212) 698-0800
Established
Delaware since 01/04/1990
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOCQUEVILLE ASSET MANAGEMENT L.P. | LIMITED PARTNER | |
| CHUN, YUEN NA | FINOP | 2219603 |
| GRAHAM, KELSEY DUBOIS III | CHIEF COMPLIANCE OFFICER | 5976494 |
| KLEINSCHMIDT, ROBERT WILLIAM | CEO & GSP | 855215 |
| SCHLESINGER, SCOTT IRA | PRESIDENT, CHIEF OPERATING OFFICER & GSP | 1252675 |
| TOCQUEVILLE MANAGEMENT CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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