Robert William Kleinschmidt
Professional Summary
Robert William Kleinschmidt is a registered financial advisor currently at TOCQUEVILLE ASSET MANAGEMENT LP located in New York, New York and TOCQUEVILLE SECURITIES L.P. located in Vero Beach, Florida. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Robert has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 41,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
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Current Firm
TOCQUEVILLE ASSET MANAGEMENT LP
Contact Information
Main Address
40 West 57th Street 19th Floor, New York, NY 10019Phone Number
(212) 698-0800# of Employees
73SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,314AUM (Assets Under Management)
$10,239,765,232Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/21/2026 | Cover Page | Report |
| 08/26/2025 | Cover Page | Report |
| 09/27/2024 | Cover Page | Report |
| 02/22/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
TOCQUEVILLE ASSET MANAGEMENT LP
State Registrations and Notice Filings
(12/1/1999)
(7/23/1991)
(4/7/1992)
(7/23/1991)
(2/28/1994)
(7/23/1991)
(1/8/2002)
(7/24/1991)
(7/29/1991)
(11/6/2015)
(2/20/1996)
(1/5/2000)
(3/9/1998)
(7/23/1991)
(11/21/1996)
(1/3/2000)
(2/9/2000)
(2/28/1994)
(6/9/1998)
(7/23/1991)
(1/8/2002)
(1/6/2000)
(6/19/1997)
(3/10/1998)
(2/26/1997)
(9/14/2000)
(3/31/2004)
(7/24/1991)
(3/10/1998)
(7/23/1991)
(3/9/2021)
(3/10/1998)
(3/19/1997)
(3/10/1998)
(2/4/1998)
(7/23/1991)
(3/3/1994)
(1/10/2000)
(2/29/2000)
(4/27/2023)
(3/1/1994)
(1/3/2000)
(3/2/1994)
(7/24/1991)
(8/24/1994)
(3/1/1994)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 41 — NYSE Allied Member Examination
Passed Jul 1981SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert William Kleinschmidt's CRS (Customer Relationship Summary).
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