OK
Oleksa E. Kyj
STIFEL, NICOLAUS & COMPANY
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 3095106
OK
Professional summary
Oleksa E Kyj, AIF®, who also goes by Alex Kyj, Olesh Eugene Kyj, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Conshohocken, Pennsylvania.
Oleksa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Oleksa has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Kyj | Olesh Eugene Kyj
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Financial managers Society- Phila Chapter; For 65 years the FMS Philadelphia Chapter has been serving its members from local area community banks and their affiliates; Member; Non officer- none; affiliation started 12/16/2015; 2 hours per month; not during securities trading hours; not investment related. 2. Blue Gold Partners LLC; 520 NW 39th Circle Boca Raton FL 33431; Real Estate; Partner; Family LLC with Real Estate Investments; 1.00 Hour(s) Per Week; not during securities trading hours; Investment-Related. 3. Real Estate; PO Box 304 Wallingford, Philadelphia, PA 19086; Apartment Rentals; Co-Owner; Overseeing Property-Collecting rent, paying bills; 01/02/2020; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Ukrainian Heritage School; 700 N. Cedar Rd Jenkintown PA 19046; Non profit - Saturday School; Board Member; Attend 1 meeting per month; 09/06/2024; 1 hr/month; not during securities trading hours; Not Investment-Related 5. Ok Capital LLC; 23 E Brookhaven Rd Brookhaven PA 19015; Real Estate Holdings; CEO; Real Estate Investments; 8/5/2024; 4 hours per month; not during securities trading hours; Inv Related
CRS (Client Relationship Summary) - RIA
Click below to view Oleksa E Kyj's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Oleksa E Kyj's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 4, 2012 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: Millennium One 20 Ash Street, Conshohocken, PA, 19428RIA
BD
CRD#: 793
Conshohocken, PA
Current
November 26, 2012 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: Millennium One 20 Ash Street, Conshohocken, PA, 19428RIA
BD
CRD#: 793
Conshohocken, PA
Past
February 8, 2011 - December 5, 2012
MORGAN STANLEY
RIA
CRD#: 149777
PHILADELPHIA, PA
Past
June 1, 2009 - December 5, 2012
MORGAN STANLEY
BD
CRD#: 149777
PHILADELPHIA, PA
Past
November 25, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PHILADELPHIA, PA
Past
December 6, 2004 - December 20, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PHILADELPHIA, PA
Past
January 21, 2004 - December 20, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
April 5, 2002 - July 29, 2002
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
December 4, 2000 - July 29, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/16/2017)
RR
California(11/26/2012)
RR
Colorado(8/18/2015)
RR
Connecticut(1/22/2015)
RR
Delaware(11/26/2012)
RR
District of Columbia(10/23/2023)
RR
Florida(11/26/2012)
RR
Georgia(5/19/2021)
RR
Illinois(11/26/2012)
RR
Maryland(11/26/2012)
RR
Massachusetts(7/7/2025)
RR
Michigan(10/17/2024)
RR
Missouri(11/26/2012)
RR
New Hampshire(6/16/2020)
RR
New Jersey(11/26/2012)
RR
New York(11/26/2012)
RR
North Carolina(12/21/2020)
RR
Ohio(10/30/2019)
RR
Pennsylvania(11/26/2012)
IAR
Pennsylvania(12/4/2012)
RR
Rhode Island(9/9/2024)
RR
South Carolina(9/8/2016)
RR
Texas(9/8/2016)
IAR
Texas(7/9/2021)
RR
Utah(9/15/2025)
RR
Virginia(11/26/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
