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WF

William K. Fuccillo

NETWORK 1 FINANCIAL SECURITIES
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 3094929
WF

Professional summary

William K. Fuccillo, who also goes by Bill Fuccillo, Billy Fuccillo, Will Fuccillo, William Kieser Fuccillo, William K Fuccillo, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Hauppauge, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Fuccillo | Billy Fuccillo | Will Fuccillo | William Kieser Fuccillo | William K Fuccillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William K. Fuccillo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 30, 2020 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: 1600 Expressway Drive South Suite 200, Hauppauge, NY 11788
BD
CRD#: 13577
Hauppauge, NY
Past

September 26, 2019 - March 3, 2020

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

March 4, 2016 - September 25, 2019

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
Miller Place, NY
Past

January 4, 2016 - March 7, 2016

VCS VENTURE SECURITIES

BD
CRD#: 127921
Garden City, NY
Past

February 26, 2007 - December 7, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
MELVILLE, NY
Past

May 23, 2005 - June 7, 2007

ADVANCED PLANNING SECURITIES, INC.

BD
CRD#: 14382
MELVILLE, NY
Past

December 20, 2003 - May 23, 2005

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
CEDAR RAPIDS, IA
Past

August 15, 2002 - December 18, 2003

ARCHER ALEXANDER SECURITIES CORPORATION

BD
CRD#: 41555
KANSAS CITY, MO
Past

October 29, 1999 - September 12, 2002

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

August 6, 1998 - October 29, 1999

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/28/2021)
RR
Louisiana
(1/6/2023)
RR
New Jersey
(2/7/2020)
RR
New York
(1/30/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/5/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/11/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/19/2022
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Hauppauge, NY 11788

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