MR
Matthew T. Resch
ALDEN INVESTMENT GROUP
Wayne, PA 19087
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CRD#: 3094276
MR
Professional summary
Matthew Thomas Resch is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania and ALDEN CAPITAL located in Wayne, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 )AMBASSADOR PARTNERS, LLC/NOT INVESTMENT RELATED/1605 N. CEDAR CREST BLVD SUITE 508, ALLENTOWN, PA 18104/HOLDING COMPANY/MEMBER/STARTED-SEPT.2006/5 HOURS PER MONTH; 0.5 HOUR PER TRADING DAY/STRATEGIC PLANNING. 2) R2 Partners LLC - This vehicle was created to hold investments into private companies and or operate as the GP in a fund launch.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Resch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2024 - Present
ALDEN INVESTMENT GROUP
Office #1: 37 West Avenue Suite 301, Wayne, PA 19087RIA
CRD#: 317077
Wayne, PA
Current
June 24, 2024 - Present
ALDEN CAPITAL
Office #1: 37 West Ave Suite 301, Wayne, PA 19087RIA
CRD#: 293551
Wayne, PA
Current
June 24, 2024 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 4029 W. Tilghman Street Suite 203, Allentown, PA 18104Office #2: 37 West Ave Suite 301, Wayne, PA 19087BD
CRD#: 40002
Allentown, PA
Past
April 17, 2019 - July 20, 2023
PNC CAPITAL MARKETS LLC
BD
CRD#: 15647
CENTER VALLEY, PA
Past
June 11, 2007 - December 23, 2019
PNC FIG ADVISORY, INC.
BD
CRD#: 143093
ALLENTOWN, PA
Past
September 20, 2006 - June 14, 2007
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
ALLENTOWN, PA
Past
May 7, 1999 - January 24, 2005
BNK ADVISORY GROUP, INC.
BD
CRD#: 30209
BETHLEHEM, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALDEN CAPITAL
ALDEN CAPITAL | STRATEGIC WEALTH MANAGEMENT ADVISORS | SPARTA WEALTH PARTNERS | MYZ FINANCIAL & INSURANCE SERVICES | GUERRA PAN ADVISORS, LLC | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN CAPITAL MANAGEMENT, LLC | ALDEN CAPITAL MANAGEMENT INC.
CRD#: 293551 / SEC#: 801-116941
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)New York
Registered Investment Advisory firm - (10/10/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/24/2024)
RR
Indiana(5/18/2025)
RR
Maryland(6/24/2024)
RR
Massachusetts(6/24/2024)
RR
New Jersey(6/24/2024)
RR
New York(6/24/2024)
RR
Pennsylvania(6/24/2024)
IAR
Pennsylvania(6/24/2024)
RR
South Dakota(5/18/2025)
RR
West Virginia(6/30/2025)
RR
Wisconsin(5/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ALDEN CAPITAL
ALDEN CAPITAL | STRATEGIC WEALTH MANAGEMENT ADVISORS | SPARTA WEALTH PARTNERS | MYZ FINANCIAL & INSURANCE SERVICES | GUERRA PAN ADVISORS, LLC | COURSEMARK | ALDEN INVESTMENT GROUP | ALDEN CAPITAL MANAGEMENT, LLC | ALDEN CAPITAL MANAGEMENT INC.
CRD#: 293551 / SEC#: 801-116941
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)New York
Registered Investment Advisory firm - (10/10/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (7/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
37 West Ave Suite 301, Wayne, PA 19087
Mailing Address
37 West Ave Suite 301, Wayne, PA 19087
Phone number
(215) 572-8700
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,147 |
| AUM (Assets Under Management) | $ 1,444,147,688 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
