Steven J. Gaston
Professional summary
Steven John Gaston, who also goes by Steven J Gaston, is a registered financial professional currently at OLD MISSION MARKETS LLC located in Chicago, Illinois and OLD MISSION CAPITAL, LLC located in Chicago, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, Series 52TO, Series 57TO, Series 62, SIE, Series 55, Series 7, Series 6, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven John Gaston's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2019 - Present
OLD MISSION MARKETS LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602August 13, 2019 - Present
OLD MISSION CAPITAL, LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602Office #2: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602April 5, 2016 - June 17, 2019
LAMBERSON CAPITAL LLC
October 3, 2013 - June 17, 2019
CONSOLIDATED TRADING LLC
June 11, 2008 - April 19, 2013
IMC FINANCIAL MARKETS
February 15, 2007 - April 9, 2008
G1 EXECUTION SERVICES, LLC
November 9, 2000 - March 9, 2004
CHARLES SCHWAB & CO., INC.
January 3, 2000 - April 4, 2000
IDS LIFE INSURANCE COMPANY
January 3, 2000 - April 4, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
October 20, 1998 - December 14, 1999
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2020)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 3/9/2007
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
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