Whitney James White
Professional Summary
Whitney James White, who also goes by Whitney White, is a registered financial advisor currently at CLEARLIST LLC located in New York, New York and CLEARLIST SECURITIES LLC located in New York, New York. Whitney is registered as a RR (Registered Representative) and started their career in finance in 1998. Whitney has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Whitney White
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Current Firm
CLEARLIST SECURITIES LLC
Contact Information
Main Address
625 6th Avenue 38th Floor, New York, NY 10005Mailing Address
625 6th Avenue 3rd Floor, New York, NY 10011Phone Number
(212) 207-1380Established
Delaware since 03/24/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
7FINRA licenses (48 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEARLIST HOLDINGS LLC | MEMBER | — |
| CHAIKIN, KASSIDY | CHIEF OPERATING OFFICER | 7596402 |
| GILLETTE, CHARLES P | CHIEF COMPLIANCE OFFICER | 3174027 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| MURPHY, PATRICK THOMAS | CHIEF EXECUTIVE OFFICER | 2439168 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| WHITE, WHITNEY JAMES | CHIEF INFORMATION OFFICER, PRESIDENT | 3093386 |
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
State Registrations and Notice Filings
(2/25/2025)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(7/13/2022)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(7/13/2022)
(2/25/2025)
(7/13/2022)
(2/11/2022)
(2/25/2025)
(2/25/2025)
(7/13/2022)
(2/25/2025)
(2/25/2025)
(2/25/2025)
(2/25/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
CRS (Client Relationship Summary) - BD
Click below to view Whitney James White's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC