BO
Bryan A. Oesterreicher
RAMIREZ ASSET MANAGEMENT
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 3093291
BO
Professional summary
Bryan Alan Oesterreicher, who also goes by Bryan Oesterreicher, is a registered financial advisor currently at RAMIREZ ASSET MANAGEMENT, INC. located in New York, New York and SAMUEL A. RAMIREZ & COMPANY, INC. located in Los Angeles, California.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bryan has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Oesterreicher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OZONE GROUP HAWAII, 1200 QUEEN EMMA ST #3508, HONOLULU, HI 96813. REAL ESTATE RELATED INVESTMENTS (NO SECURITIES).PARTNER. 12/17/18. FIVE HOURS PER WEEK, NO DURING TRADING HOURS. RESPONSIBILITIES INCLUDE SURVEY OF POTENTIAL PROPERTIES AND ASSIST IN CLIENTS PRESENTATION MATERIAL. FINANCIAL ANALYSIS WILL ALSO BE PERFORMED.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Alan Oesterreicher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2012 - Present
RAMIREZ ASSET MANAGEMENT, INC.
Office #1: 14 East 52nd Street, New York, NY 10022RIA
CRD#: 110637
NEW YORK, NY
Current
October 2, 2001 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 12130 Millennium Drive Suite 300, Los Angeles, CA 90094BD
CRD#: 6963
LOS ANGELES, CA
Past
June 10, 2008 - December 8, 2017
SAN JUAN CAPITAL PARTNERS, LLC
RIA
CRD#: 138997
SAN JUAN, PR
Past
November 18, 2004 - December 31, 2010
RAMIREZ ASSET MANAGEMENT, INC.
RIA
CRD#: 110637
NEW YORK, NY
Past
June 13, 2001 - August 29, 2001
WORLD FIRST FINANCIAL SERVICES, INC.
BD
CRD#: 1612
STATEN ISLAND, NY
Past
August 13, 1998 - March 16, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RAMIREZ ASSET MANAGEMENT, INC.
ALTURA CAPITAL, INC. | RAMIREZ ASSET MANAGEMENT, INC.
CRD#: 110637 / SEC#: 801-69304
RIA
Registered Investment Advisory firm - (6/23/2008 Approved)Florida
Registered Investment Advisory firm - (12/18/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (12/18/2009 Terminated)New York
Registered Investment Advisory firm - (12/21/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/18/2009 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (11/27/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/17/2012)
RR
Connecticut(1/18/2008)
RR
Florida(1/18/2008)
RR
Hawaii(7/31/2015)
RR
Illinois(10/24/2011)
RR
New Jersey(10/2/2001)
RR
New York(10/2/2001)
IAR
Puerto Rico(2/14/2012)
RR
Washington(1/20/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RAMIREZ ASSET MANAGEMENT, INC.
ALTURA CAPITAL, INC. | RAMIREZ ASSET MANAGEMENT, INC.
CRD#: 110637 / SEC#: 801-69304
RIA
Registered Investment Advisory firm - (6/23/2008 Approved)Florida
Registered Investment Advisory firm - (12/18/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (12/18/2009 Terminated)New York
Registered Investment Advisory firm - (12/21/2012 Terminated)Ohio
Registered Investment Advisory firm - (12/18/2009 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (11/27/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14 East 52nd Street, New York, NY 10022
Mailing Address
Phone number
(212) 248-0500
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 12,141,529,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
