John P. Kearns
Professional summary
John Patrick Kearns, who also goes by John P (iii) Kearns, John Patrick Kearns III, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Patrick Kearns's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2020 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112June 1, 2015 - August 21, 2020
LAZARD FRERES & CO. LLC
May 6, 2005 - February 13, 2015
FM PARTNERS HOLDINGS LLC
June 3, 2004 - May 10, 2005
LAZARD FRERES & CO. LLC
August 31, 1998 - May 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2020)
Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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