Christopher M. Milham
Professional summary
Christopher Michael Milham, who also goes by Christopher Michael Milha, Chris Milham, Christopher M Milham, Christopher Milham, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York and BLOOMBERG TRADEBOOK CANADA COMPANY located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Milham's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2022 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022January 19, 2023 - Present
BLOOMBERG TRADEBOOK CANADA COMPANY
Office #1: 731 Lexington Ave, New York, NY 10022April 24, 2006 - December 31, 2006
AVANTAX INVESTMENT SERVICES, INC.
March 21, 2003 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 2003 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2001 - February 27, 2003
J.P. MORGAN SECURITIES LLC
June 15, 1999 - April 20, 2000
CREDIT SUISSE SECURITIES (USA) LLC
August 21, 1998 - May 24, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/22/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/27/2023
Operations Professional ExaminationFINRA
Current Firm
BLOOMBERG TRADEBOOK CANADA COMPANY
CRD#: 313267 / SEC#: , 8-70683
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLOOMBERG CANADA LLC | SOLE SHAREHOLDER | |
| BENDER, GREGORY | DIRECTOR | 5601000 |
| BRIDGEFORD, SOH HYONG | CHIEF COMPLIANCE OFFICER | 7114514 |
| KAPLAN, PAUL WILLIAM | PRESIDENT, DIRECTOR | 4092439 |
| MILHAM, CHRISTOPHER MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 3092157 |
| SANTORE, RICHARD RAYMOND III | DIRECTOR | 4978129 |
Red Flags
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