Hugh M. Miller
Professional summary
Hugh Michael Miller, who also goes by Hugh M Miller, is a registered financial professional currently at NASDAQ EXECUTION SERVICES, LLC located in New York, New York.
Hugh is registered as a RR (Registered Representative) and started their career in finance in 1998. Hugh has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugh Michael Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2025 - Present
NASDAQ EXECUTION SERVICES, LLC
Office #1: 151 W 42nd Street, New York, NY 10036November 4, 2021 - October 28, 2025
NASDAQ CAPITAL MARKETS ADVISORY LLC
November 27, 2018 - January 8, 2020
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
September 30, 2014 - March 28, 2017
MACQUARIE CAPITAL (USA) INC.
June 14, 2005 - September 5, 2014
SIDOTI & COMPANY, LLC
June 7, 2004 - September 24, 2004
AMUNDI DISTRIBUTOR US, INC.
March 6, 2002 - August 22, 2002
AMUNDI DISTRIBUTOR US, INC.
September 15, 1998 - February 7, 2002
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NASDAQ EXECUTION SERVICES, LLC
CRD#: 7270 / SEC#: , 8-37329
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NASDAQ STOCK MARKET, LLC | SOLE MEMBER | |
| CRANE, LINDA | PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 4374198 |
| HINTON-MILLER, BRENDA | CHIEF COMPLIANCE OFFICER | 3208241 |
| LAWN, DAVID EDWARD | CHIEF EXECUTIVE OFFICER | 3155025 |
| MARIGLIANO, DONALD EDWARD JR | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | 1843181 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
