William T. Grasty

THE FIDUCIARY ALLIANCE

CHARLOTTE, NC 28211

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CRD#: 3090316

Professional summary

William Townson Grasty is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Charlotte, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. William has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2/2017 Independent Licensed insurance Agent; Investment Related; Charlotte NC ; Life Accident & Health or Sickness

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Townson Grasty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2024 - Present

THE FIDUCIARY ALLIANCE

Office #1: 532 Governor Morrison St Suite 200, Charlotte, NC 28211

RIA

CRD#: 284924

CHARLOTTE, NC

Past

September 4, 2013 - August 29, 2024

BISON WEALTH, LLC

RIA

CRD#: 165931

Charlotte, NC

Past

June 30, 2009 - October 1, 2013

KINGFISHER CAPITAL, LLC

RIA

CRD#: 150484

CHARLOTTE, NC

Past

January 3, 2007 - June 30, 2009

WEALTHTRUST ADVISORS

RIA

CRD#: 141925

CHARLOTTE, NC

Past

August 25, 2005 - January 3, 2007

WEALTHTRUST ADVISORS

RIA

CRD#: 125250

CHARLOTTE, NC

Past

August 28, 1998 - June 15, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/27/1998

General Securities Representative Examination

Current Firm

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

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Contact information

Main Address

135 S Main St Suite 600, Greenville, SC 29601

Mailing Address

Phone number

(864) 385-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFA ADV 2A (5/23/2025)

Regulatory assets under management

Total Number of Accounts	6,842
AUM (Assets Under Management)	$ 1,921,956,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William T. Grasty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Townson Grasty's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH, LLC

KINGFISHER CAPITAL, LLC

WEALTHTRUST ADVISORS

WEALTHTRUST ADVISORS

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

THE FIDUCIARY ALLIANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2005

Series 63

Date: 4/22/1999

Series 7

Date: 8/27/1998

Current Firm

THE FIDUCIARY ALLIANCE

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FIDUCIARY ALLIANCE

TRUST BUT VERIFY

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