BG
Barry J. Gilrane
LPL ENTERPRISE
CHARLOTTE, NC 28209
Some features on this profile are disabled
CRD#: 3088659
BG
Professional summary
Barry James Gilrane, AIF®, who also goes by Barry Gilrane, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Charlotte, North Carolina.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Barry has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barry Gilrane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Barry James Gilrane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Barry James Gilrane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 5605 Carnegie Blvd Ste 240, Charlotte, NC 28209RIA
BD
CRD#: 8733
CHARLOTTE, NC
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 5605 Carnegie Blvd Ste 240, Charlotte, NC 28209RIA
BD
CRD#: 8733
CHARLOTTE, NC
Past
June 11, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
FOR MILL, SC
Past
June 11, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
May 29, 2018 - June 25, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 24, 2018 - June 25, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 25, 2017 - May 8, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CHARLOTTE, NC
Past
March 25, 2017 - May 8, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CHARLOTTE, NC
Past
November 14, 2012 - September 5, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
BASKING RIDGE, NJ
Past
November 14, 2012 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
BASKING RIDGE, NJ
Past
November 14, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
CHARLOTTE, NC
Past
November 14, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CHARLOTTE, NC
Past
August 1, 2005 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
August 31, 2004 - September 5, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
August 31, 2004 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
CHARLOTTE, NC
Past
October 7, 1999 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
October 7, 1999 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/5/2024)
RR
Arizona(12/6/2024)
RR
Arkansas(12/5/2024)
RR
California(11/14/2024)
IAR
California(11/14/2024)
RR
Colorado(11/14/2024)
RR
Connecticut(12/6/2024)
RR
District of Columbia(12/6/2024)
RR
Florida(12/6/2024)
RR
Georgia(12/6/2024)
RR
Hawaii(11/14/2024)
IAR
Hawaii(11/14/2024)
RR
Idaho(11/14/2024)
IAR
Idaho(11/14/2024)
RR
Illinois(12/5/2024)
RR
Indiana(12/5/2024)
RR
Iowa(11/14/2024)
IAR
Iowa(11/14/2024)
RR
Kansas(11/4/2025)
RR
Louisiana(12/5/2024)
RR
Maryland(12/6/2024)
RR
Massachusetts(1/16/2025)
RR
Michigan(11/14/2024)
IAR
Michigan(11/14/2024)
RR
Minnesota(11/14/2024)
IAR
Minnesota(11/14/2024)
RR
Mississippi(12/6/2024)
RR
Missouri(12/6/2024)
RR
Montana(11/14/2024)
IAR
Montana(11/14/2024)
RR
Nebraska(11/14/2024)
IAR
Nebraska(11/14/2024)
RR
Nevada(11/14/2024)
IAR
Nevada(11/14/2024)
RR
New Hampshire(12/6/2024)
RR
New Jersey(12/6/2024)
RR
New Mexico(11/14/2024)
IAR
New Mexico(11/14/2024)
RR
New York(12/5/2024)
RR
North Carolina(12/6/2024)
IAR
North Carolina(6/9/2025)
RR
North Dakota(11/14/2024)
IAR
North Dakota(11/14/2024)
RR
Oregon(11/14/2024)
RR
Pennsylvania(12/6/2024)
RR
South Carolina(11/14/2024)
IAR
South Carolina(11/14/2024)
RR
South Dakota(11/14/2024)
IAR
South Dakota(11/14/2024)
RR
Texas(12/6/2024)
IAR
Texas(12/7/2024)
RR
Utah(11/14/2024)
IAR
Utah(11/14/2024)
RR
Virginia(12/5/2024)
RR
Washington(11/14/2024)
IAR
Washington(11/14/2024)
RR
West Virginia(12/6/2024)
RR
Wisconsin(11/14/2024)
IAR
Wisconsin(11/14/2024)
RR
Wyoming(11/14/2024)
IAR
Wyoming(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
