Troy W. Talamelli

ALLY INVEST ADVISORS

CHARLOTTE, NC 28202

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CRD#: 3088305

Professional summary

Troy William Talamelli, who also goes by Troy William Talamelli, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Troy has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Troy William Talamelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/06/2019 - Uber and Lyft - Not investment related - San Diego, CA - Outside/W-2 Employment - start date:07/01/2018 - 10 hrs/mo - Uber and Lyft.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy William Talamelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2024 - Present

ALLY INVEST ADVISORS

Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202

RIA

CRD#: 170301

CHARLOTTE, NC

Current

June 27, 2024 - Present

ALLY INVEST SECURITIES LLC

Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202

CRD#: 136131

Charlotte, NC

Past

December 12, 2022 - March 28, 2024

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

Charlotte, NC

Past

December 9, 2022 - March 28, 2024

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

Charlotte, NC

Past

January 24, 2019 - November 25, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

January 22, 2019 - November 25, 2022

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

August 23, 2013 - November 30, 2017

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

SAN DIEGO, CA

Past

October 5, 2012 - August 23, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MILFORD, CT

Past

June 21, 2012 - August 23, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

MILFORD, CT

Past

February 2, 2011 - November 15, 2011

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

September 21, 2009 - November 15, 2011

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

March 9, 2007 - September 11, 2009

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

October 15, 2003 - February 26, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 28, 2000 - February 11, 2003

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

August 25, 1998 - August 30, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/28/2024)

Alaska
(7/19/2024)

Arizona
(7/9/2024)

Arkansas
(7/1/2024)

California
(6/28/2024)

Colorado
(7/1/2024)

Connecticut
(6/27/2024)

Delaware
(7/3/2024)

District of Columbia
(7/9/2024)

Florida
(6/28/2024)

Georgia
(6/28/2024)

Hawaii
(8/29/2024)

Idaho
(6/27/2024)

Illinois
(7/23/2024)

Indiana
(6/28/2024)

Iowa
(7/2/2024)

Kansas
(6/28/2024)

Kentucky
(7/2/2024)

Louisiana
(7/1/2024)

Maine
(6/28/2024)

Maryland
(7/5/2024)

Massachusetts
(6/28/2024)

Michigan
(7/1/2024)

Minnesota
(6/28/2024)

Mississippi
(7/1/2024)

Missouri
(7/23/2024)

Montana
(7/3/2024)

Nebraska
(6/28/2024)

Nevada
(6/27/2024)

New Hampshire
(7/1/2024)

New Jersey
(6/27/2024)

New Mexico
(6/28/2024)

New York
(7/8/2024)

IAR

North Carolina
(6/27/2024)

North Carolina
(6/28/2024)

North Dakota
(7/3/2024)

Ohio
(6/28/2024)

Oklahoma
(7/1/2024)

Oregon
(7/1/2024)

Pennsylvania
(7/1/2024)

Puerto Rico
(7/10/2024)

Rhode Island
(6/28/2024)

South Carolina
(7/3/2024)

South Dakota
(6/27/2024)

Tennessee
(6/28/2024)

Texas
(6/27/2024)

Utah
(6/27/2024)

Vermont
(6/28/2024)

Virginia
(6/28/2024)

Washington
(6/28/2024)

West Virginia
(7/3/2024)

Wisconsin
(7/1/2024)

Wyoming
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/21/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/24/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/24/2025

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy W. Talamelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy William Talamelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2010

Series 65

Date: 9/8/1998

Series 63

Date: 9/4/1998

SIE

Date: 11/30/2017

Series 31

Date: 9/21/1998

Series 7

Date: 8/24/1998

Series 4

Date: 10/24/2025

Series 24

Date: 8/2/2017

FINRA

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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