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Daniel Eccleston
THE BENDIX FINANCIAL GROUP
Garden City, NY 11530
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CRD#: 3084004
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Professional summary
Daniel Eccleston, CFP® is a registered financial advisor currently at THE BENDIX FINANCIAL GROUP, INC. located in Garden City, New York and OSAIC WEALTH, INC. located in Garden City, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES - AGENT GARDEN CITY NY - FROM TIME TO TIME AGENT ASSISTS CLIENTS IN OBTAINING LIFE, HEALTH, OR LONG TERM CARE INSURANCE. 2) TAX PREPERATION - PREPARER GARDEN CITY, NY - AS NEEDED THE AGENT PREPARES INDIVIDUAL TAX RETURNS FOR INVESTMENT CLIENTS. 3) THE BENDIX FINANCIAL GROUP POSITION: Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2002 ADDRESS: 585 Stewart Ave. Suite 314 Garden City, NY 11530, Garden City NY 11530, United States DESCRIPTION: Managing client assets
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eccleston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
August 12, 2021 - Present
THE BENDIX FINANCIAL GROUP, INC.
Office #1: 585 Stewart Ave., Suite 314, Garden City, NY 11530RIA
CRD#: 118999
Garden City, NY
Current
July 27, 1998 - Present
OSAIC WEALTH, INC.
Office #1: 585 Stewart Ave Suite 314, Garden City, NY 11530RIA
BD
CRD#: 23131
Garden City, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BENDIX FINANCIAL GROUP, INC.
THE BENDIX FINANCIAL GROUP, INC.
CRD#: 118999 / SEC#: 801-80004
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New York
Registered Investment Advisory firm - (3/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/1/2020)
RR
California(9/1/2020)
RR
Colorado(8/20/2013)
RR
Connecticut(12/1/2016)
RR
District of Columbia(1/28/2016)
RR
Florida(6/5/2019)
RR
Georgia(11/4/2015)
RR
Minnesota(9/25/2020)
RR
New Jersey(9/1/2020)
RR
New York(7/27/1998)
IAR
New York(8/12/2021)
RR
North Carolina(7/26/2023)
RR
South Carolina(1/12/2021)
RR
Texas(9/1/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TB
THE BENDIX FINANCIAL GROUP, INC.
THE BENDIX FINANCIAL GROUP, INC.
CRD#: 118999 / SEC#: 801-80004
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New York
Registered Investment Advisory firm - (3/11/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
585 Stewart Ave., Suite 314, Garden City, NY 11530
Mailing Address
Phone number
(516) 228-8300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 212 |
| AUM (Assets Under Management) | $ 167,200,453 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
