Daniel Eccleston
CFP®Professional Summary
Daniel Eccleston, CFP® is a registered financial advisor currently at THE BENDIX FINANCIAL GROUP, INC. located in Garden City, New York and OSAIC WEALTH, INC. located in Garden City, New York. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Daniel has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
THE BENDIX FINANCIAL GROUP, INC.
Contact Information
Main Address
585 Stewart Ave., Suite 314, Garden City, NY 11530Phone Number
(516) 228-8300# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
211AUM (Assets Under Management)
$196,644,826Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
THE BENDIX FINANCIAL GROUP, INC.
State Registrations and Notice Filings
(9/1/2020)
(9/1/2020)
(8/20/2013)
(12/1/2016)
(1/28/2016)
(6/5/2019)
(11/4/2015)
(9/25/2020)
(9/1/2020)
(7/27/1998)
(8/12/2021)
(7/26/2023)
(1/12/2021)
(9/1/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Eccleston's CRS (Customer Relationship Summary).
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