Matthew J. Grasso
Professional summary
Matthew John Grasso, who also goes by Matt Grasso, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wilmington, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Wilmington, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew John Grasso's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2024 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 101 N 3rd St Fl 3, Wilmington, NC 28401May 14, 2024 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 101 N 3rd St Fl 3, Wilmington, NC 28401November 3, 2015 - April 30, 2024
MORGAN STANLEY
October 27, 2015 - April 30, 2024
MORGAN STANLEY
January 26, 2010 - October 30, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2009 - January 4, 2010
HSBC SECURITIES (USA) INC.
April 10, 2007 - April 28, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 3, 2006 - March 22, 2007
M&T SECURITIES, INC.
March 31, 2003 - July 3, 2006
CITICORP INVESTMENT SERVICES
October 15, 1998 - September 13, 1999
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2024)
(8/28/2024)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Wilmington, NC 28401TRUST BUT VERIFY
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