Jack L. Jones
Professional summary
Jack Lewis Jones SR, who also goes by Jack L Jones, is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Tyler, Texas.
Jack is registered as a RR (Registered Representative) and started their career in finance in 1998. Jack has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Lewis Jones SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2009 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 100 Independence Place Suite 403, Tyler, TX 75703July 31, 2009 - December 31, 2011
SPC
January 30, 2004 - July 31, 2009
GENEOS WEALTH MANAGEMENT, INC.
April 7, 2003 - September 16, 2003
FOCUS FINANCIAL GROUP
February 18, 2003 - July 31, 2009
GENEOS WEALTH MANAGEMENT, INC.
May 5, 1999 - February 24, 2003
SUNAMERICA SECURITIES, INC.
May 4, 1999 - February 24, 2003
SUNAMERICA SECURITIES, INC.
August 6, 1998 - December 31, 1998
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2020)
(11/12/2024)
(7/31/2009)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
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Company Information
SIGMA FINANCIAL CORPORATION
CRD#: 14303Tyler, TX 75703TRUST BUT VERIFY
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