SL
Stephen Levine
CETERA INVESTMENT ADVISERS LLC
Bohemia, NY 11716
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CRD#: 308061
SL
Professional summary
Stephen Levine is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bohemia, New York and CETERA WEALTH SERVICES, LLC located in Bohemia, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1963. Stephen has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: STEPHEN LEVINE & ASSOCIATES LTD ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: DBA FOR TAX PURPOSES ONLY ;
POSITION/TITLE/RELATIONSHIP: OWNER ;
START DATE: 01/1978 ;
APX NUMBER OF HOURS PER WEEK: NA ;
APX NUMBER OF HOURS DURING TRADING HOURS: NA ;
BRIEF DESCRIPTION OF DUTIES: DBA FOR TAX PURPOSES ONLY
2. INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH BEGAN 01/1981, 1HR/WKDY ONLY
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Levine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 630 Johnson Avenue Suite 106, Bohemia, NY 11716RIA
CRD#: 105644
Bohemia, NY
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 630 Johnson Avenue Suite 106, Bohemia, NY 11716BD
CRD#: 13572
Bohemia, NY
Past
November 17, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HOLBROOK, NY
Past
June 10, 1982 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
April 6, 1970 - September 1, 1977
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
Past
November 6, 1963 - December 23, 1981
BONDED PLANNING CORPORATION
BD
CRD#: 1271
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
Delaware(7/24/2018)
RR
District of Columbia(7/23/2018)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Illinois(10/9/2015)
RR
Kentucky(9/3/2013)
RR
Maine(7/12/2022)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Minnesota(9/3/2013)
RR
Missouri(11/3/2022)
RR
Nevada(9/3/2013)
RR
New Hampshire(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New York(9/3/2013)
IAR
New York(6/29/2023)
RR
North Carolina(9/3/2013)
RR
Oklahoma(12/12/2018)
RR
Oregon(7/1/2021)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(9/3/2013)
RR
Tennessee(4/6/2020)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Virginia(9/3/2013)
RR
Washington(9/3/2013)
RR
Wisconsin(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/29/1961
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Bohemia, NY 11716TRUST BUT VERIFY
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