MK
Mitchell A. Katz
EAGLE STRATEGIES LLC
BETHESDA, MD 20817
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CRD#: 3079169
MK
Professional summary
Mitchell Akiva Katz is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bethesda, Maryland and NYLIFE SECURITIES LLC located in Bethesda, Maryland.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mitchell has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURNACE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA FINANCIAL SOLUTIONS GROUP] [Becky's Fund; Address domestic violence in the community, establish prevention-based educational programs to counter domestic violence & collaborate with others to find ways to change the behavior & thinking behind issues that cause & perpetuate domestic violence.; 5 Thomas Circle, NW Washington DC 20005; Start Date 05/2016; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] OPERATING UNDER THE DBA NAME OF CAPITAL ASSOCIATES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; BETHESDA, MD; START DATE: 10/2016] [4500 Walsh Investor LLC; Investment in real estate development.; 4500 Walsh St Bethesda MD 20815; Start Date 02/2022; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [MAK, LLC; LLC set up for tax purposes, outside insurance brokering and employee payroll.; 6905 Rockledge Dr, Ste 900 Bethesda MD 20817; Start Date 08/2022; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; maintain business]
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Akiva Katz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817RIA
CRD#: 110826
BETHESDA, MD
Current
May 24, 2000 - Present
NYLIFE SECURITIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817BD
CRD#: 5167
Bethesda, MD
Past
April 14, 1999 - July 19, 1999
RICHMARK CAPITAL CORPORATION
BD
CRD#: 43162
IRVING, TX
Past
December 8, 1998 - April 26, 1999
LLOYD WADE SECURITIES INC.
BD
CRD#: 39653
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/24/2001)
RR
Connecticut(1/29/2021)
RR
Delaware(7/22/2019)
RR
District of Columbia(9/21/2000)
RR
Florida(12/5/2012)
RR
Georgia(8/21/2024)
RR
Hawaii(10/27/2020)
RR
Illinois(11/10/2020)
RR
Maryland(5/24/2000)
IAR
Maryland(10/10/2003)
RR
Massachusetts(3/23/2018)
RR
New Jersey(1/29/2025)
RR
New York(1/12/2006)
RR
North Carolina(2/19/2014)
RR
Ohio(5/6/2021)
RR
Pennsylvania(4/11/2019)
RR
South Carolina(4/8/2020)
RR
South Dakota(5/16/2024)
RR
Tennessee(10/14/2016)
RR
Texas(9/18/2017)
IAR
Texas(1/3/2018)
RR
Utah(10/10/2016)
RR
Virginia(9/22/2000)
RR
West Virginia(3/13/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bethesda, MD 20817TRUST BUT VERIFY
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