Eric M. Lowell
Professional summary
Eric Micheal Lowell, CFP®, who also goes by Eric Lowell, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in San Francisco, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Micheal Lowell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 250 Montgomery Street Suite 200, San Francisco, CA 94101October 31, 2019 - June 28, 2023
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 30, 2019 - June 28, 2023
BLACKROCK INVESTMENTS, LLC
July 6, 2017 - August 15, 2019
TORTOISEECOFIN SECURITIES, LLC
December 27, 2016 - August 15, 2019
TORTOISEECOFIN INVESTMENTS PARTNERS, LLC
October 29, 2013 - November 17, 2016
MONTAGE INVESTMENTS, LLC
October 28, 2013 - July 3, 2017
MSEC, LLC
November 11, 2009 - August 16, 2013
STATE FARM VP MANAGEMENT CORP.
February 4, 2009 - April 15, 2009
AXCELUS FINANCIAL DISTRIBUTION COMPANY
November 13, 2006 - February 4, 2009
VP DISTRIBUTORS LLC
July 22, 2002 - November 15, 2006
COMMERCE BROKERAGE SERVICES, INC.
July 19, 2001 - November 15, 2006
COMMERCE BROKERAGE SERVICES, INC.
October 6, 1999 - July 9, 2001
MORGAN STANLEY DW INC.
July 22, 1998 - August 20, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106San Francisco, CA 94101TRUST BUT VERIFY
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