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Michael B Murphy

LEBENTHAL FINANCIAL SERVICES
JERICHO, NY
·CRD# 3075678·28 years experience

Professional Summary

Michael B Murphy, who also goes by Michael Brian Murphy, is a registered financial advisor currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Jericho, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 4 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Brian Murphy

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

LEBENTHAL FINANCIAL SERVICES, INC.·CRD# 137988
BD
500 N. Broadway Suite 238, Jericho, NY 11753
March 17, 2025 - Present
LPL ENTERPRISE, LLC·CRD# 8733
RIA
Massapequa, NY
November 14, 2024 - March 13, 2025
LPL ENTERPRISE, LLC·CRD# 8733
BD
Massapequa, NY
November 14, 2024 - March 13, 2025
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
Massapequa, NY
July 27, 2021 - November 14, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Massapequa, NY
June 28, 2019 - November 14, 2024
P.J. ROBB VARIABLE, LLC·CRD# 38339
BD
Memphis, TN
November 26, 2012 - June 30, 2015
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 7, 1998 - March 26, 2003

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Current Firm

LF
LEBENTHAL FINANCIAL SERVICES, INC.

BRISTOL FINANCIAL SERVICES, INC | LEBENTHAL FINANCIAL SERVICES, INC.

CRD#: 137988 / SEC#: 8-67140
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

500 N. Broadway Suite 238, Jericho, NY 11753

Mailing Address

500 N. Broadway Suite 238, Jericho, NY 11753

Phone Number

(516) 349-5555

Established

New York since 07/13/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (40 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARTZMAN, MICHAEL AVERYPRESIDENT, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER OF INVESTMENT ADVISORY, MUNICIPAL PRINCIPAL, OPTIONS PRINCIPAL2216133
TAVELLA, DOMINICKOWNER1069864
MASON, RANDI PATRICECHIEF COMPLIANCE OFFICER722302
SAKOL, DANIEL SCOTTFINOP2813237

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MBM FINANCIAL SERVICES, LTD. POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 107 SECURITIES TRADING HOURS: 107 START DATE: 02/21/2020 ADDRESS: 2 Fox Boulevard, Massapequa NY 11758, United States DESCRIPTION: Sales and Service of Insurance and Investments

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/17/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Aug 1998About the Series 66 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2019About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2010About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael B Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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